Scott Horner is a registered investment advisor, based in Phoenix, AZ, with 35 years of industry experience.
Location
2618 E. Louise Drive, Phoenix, AZ, 85032
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Regulatory History (1)
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Customer Dispute
April 1996Settled
Other Business ActivitiesSells Insurance
Scott is an insurance agent since 2007. He also volunteers as a merit badge instructor for the Boy Scouts, teaches Financial Peace University classes, is a partner in SR Capital Corporation, a trustee, and an elder at St. Mark Lutheran Church, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
January 2010 - July 2012 · 2 yrs 6 mos
First Allied Securities, INC.Broker
June 2005 - September 2022 · 17 yrs 3 mos
Round Hill Securities, INC.Broker
February 2000 - June 2005 · 5 yrs 4 mos
Dain Rauscher IncorporatedBroker
March 1998 - February 2000 · 1 yr 11 mos
Dain Rauscher IncorporatedBroker
January 1998 - March 1998 · 2 mos
Rauscher Pierce Refsnes, INC.Broker
July 1996 - January 1998 · 1 yr 6 mos
Norcross & CompanyBroker
March 1992 - August 1996 · 4 yrs 5 mos
Cenpac Securities CORP.Broker
July 1990 - February 1992 · 1 yr 7 mos
State Registrations12 states
AZCACOFLKYMDNCNMNYORSDTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.