HG
HG

Howard Gierling

35 Years of Experience
Oil City, PA
2 DisclosuresBroker

Howard Gierling is a registered investment advisor at Janney Montgomery Scott LLC, based in Oil City, PA, with 35 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

36 Seneca Street, Oil City, PA, 16301

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 1995
Settled
Customer Dispute
April 1993
Award / Judgment
Other Business Activities

Howard serves as the Secretary for the Masonic Hall Association in Oil City, PA, handling administrative tasks. This requires minimal time and is not investment-related.

Employment History
Current Registrations
Janney Montgomery Scott LLC
June 2005 - Present · 20 yrs 11 mos
Janney Montgomery Scott LLCBroker
June 2005 - Present · 20 yrs 11 mos
Previous Registrations
Parker/hunter Incorporated
April 2005 - June 2005 · 2 mos
Parker/hunter IncorporatedBroker
December 1994 - June 2005 · 10 yrs 6 mos
Prudential Securities IncorporatedBroker
July 1990 - December 1994 · 4 yrs 5 mos
State Registrations26 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.