Christopher Lott is a CFP-designated registered investment advisor, based in Dallas, TX, with 35 years of industry experience.
Location
14755 Preston Road, Suite 700, Dallas, TX, 75254
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christopher is a partner at Smith Anglin Financial, an RIA, dedicating full-time hours. He is also a sole proprietor of Heritage Financial since 1994, an agent for fixed insurance sales at PKS Financial Services, and a managing member of ALP Air, LLC, a holding company for an aircraft, spending minimal time on this.
Employment History
Current Registrations
Hightower Securities, LLC
Hightower Advisors, LLC
Hightower Securities, LLCBroker
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Smith Anglin Financial, LLC
H.D. Vest Advisory Services, INC
H.D. Vest Investment ServicesBroker
Dominion Capital CorporationBroker
Transamerica Financial Resources, INC.Broker
G. R. Phelps & CO., INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.