Mark Smith
Mark Smith is a CFP, ChFC-designated registered investment advisor at Vision Wealth Planning, LLC, based in Glen Allen, VA, with 25 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 25 clients with $66M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.90% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.50% |
| $5.0M - $10.0M | 0.40% |
| $10.0M - $20.0M | 0.30% |
| $20M+ | 0.20% |
Discounts may be provided to multiple client accounts to reflect the overall client relationship. The advisor requires a minimum annual investment advisory fee of up to $4,000, payable quarterly. Fees may be negotiable.
Fee Estimator
Location
4860 Cox Road, Suite 200, Glen Allen, VA, 23060
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark works as an independent insurance agent, dedicating minimal time to this activity.
Employment History
Current Registrations
Vision Wealth Planning, LLC
Previous Registrations
Capgroup Advisors
Capital Advisory Group
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.