Michael Mullane is a registered investment advisor at LPL Financial LLC, based in Irvine, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1900 Main Street, Suite 125, Irvine, CA, 92614
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael operates under the DBA California Bank and Trust Wealth Advisors for his LPL business. He also works as a notary, dedicating minimal time, and is involved in real estate rental through MARKEN PARTNERS LLC.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Glacier Point Advisors, LLC
Glacier Point Capital LLC
Glacier Point Capital LLCBroker
Glacier Point Capital LLC
Global Hunter Securities, LLCBroker
Unx LLCBroker
Knight Direct LLCBroker
Unx, INC.Broker
B. Riley and CO. INC.Broker
Fox & Company Investments INC.Broker
Pershing Trading Company, L.P.Broker
Pershing Trading Company, L.P.Broker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
State Registrations1 state
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