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Scott Sussman

34 Years of Experience
New York, NY
Broker

Scott Sussman is a registered investment advisor at Jefferies Investment Advisers LLC, based in New York, NY, with 34 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Tax Planning. Their firm serves 2,018 clients with $3.4B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
118 advisors
IM Fee
Planning only
Assets Under Management
$3.4B

Fee Structure

One-Time Plan:$500 - $50,000
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Location

520 Madison Avenue, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Jefferies Investment Advisers LLC
May 2023 - Present · 3 yrs
Jefferies LLC
April 2018 - Present · 8 yrs 1 mo
Jefferies LLCBroker
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Leucadia Asset Management LLC
August 2021 - August 2023 · 2 yrs
Citigroup Global Markets INC.
December 2003 - February 2005 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
November 2001 - November 2017 · 16 yrs
Banc of America Securities LLCBroker
March 2001 - August 2001 · 5 mos
Bluestone Capital Securities, INC.Broker
January 2001 - March 2001 · 2 mos
Josephthal & CO., INC.Broker
September 2000 - October 2000 · 1 mo
Blaylock & Partners, L.P.Broker
September 1996 - August 2000 · 3 yrs 11 mos
Natwest Securities CorporationBroker
November 1992 - February 1997 · 4 yrs 3 mos
Liberty Capital Markets, INC.Broker
May 1990 - November 1992 · 2 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.