KL
CFP
KL
CFP

Kenneth Scott Lee

29 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
24 advisors
Number of Clients
1,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$953.8M

Fee Structure

Loading...

Location

4821 E 2nd Street, Long Beach, CA, 90803

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Kenneth is an advisory representative and associate for CLG, LLC, focusing on fee-based financial planning and financial services, dedicating about 10-20% of his time to these roles. He also assists with maintenance for rental properties and is a partner in a real estate venture, and sells fixed insurance products, dedicating a few hours per week.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
January 2024 - Present · 2 yrs 1 mo
Clg LLC
March 2017 - Present · 8 yrs 11 mos
Previous Registrations
Cetera Investment Advisers LLC
June 2023 - December 2023 · 6 mos
Cetera Advisor Networks LLC
March 2003 - June 2023 · 20 yrs 3 mos
Cetera Advisor Networks LLCBroker
February 2003 - December 2023 · 20 yrs 10 mos
Morgan Stanley
July 1999 - November 2002 · 3 yrs 4 mos
Morgan Stanley Dw INC.Broker
October 1998 - November 2002 · 4 yrs 1 mo
Prudential Securities IncorporatedBroker
December 1995 - October 1998 · 2 yrs 10 mos
Baraban Securities, INC.Broker
October 1995 - February 1996 · 4 mos
State Registrations7 states
CAMINCNVORPAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Kenneth Scott Lee - Financial Advisor | TrueAdvisor