Kenneth Lee is a CFP-designated registered investment advisor, based in Long Beach, CA, with 30 years of industry experience.
Location
4821 E 2nd Street, Long Beach, CA, 90803
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kenneth is an advisory representative and associate for CLG, LLC, focusing on fee-based financial planning and financial services, dedicating about 10-20% of his time to these roles. He also assists with maintenance for rental properties and is a partner in a real estate venture, and sells fixed insurance products, dedicating a few hours per week.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Clg LLC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Prudential Securities IncorporatedBroker
Baraban Securities, INC.Broker
State Registrations7 states
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