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WH
CFA
WH
CFA

William Hart

Hartline Investment Corporation
16 Years of Experience
Winnetka, IL
9 Disclosures
View SEC Summary
View SEC Summary

William Hart is a CFA-designated registered investment advisor at Hartline Investment Corporation, based in Winnetka, IL, with 16 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 266 clients with $940M in assets under management.

Hartline Investment Corporation
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
266 clients
Average Client Portfolio
$3.5M average
Assets Under Management
$935.5M

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$10,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $5.0M1.00%
$5.0M - $10.0M0.80%
$10.0M - $25.0M0.60%
$25M+0.60%

Fees for assets over $25,000,000 are negotiable. The firm requires a minimum fee of $10,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

460 Winnetka Avenue, Suite 5, Winnetka, IL, 60093

Get directions

History

Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2012
Settled
Customer Dispute
January 2012
Settled
Customer Dispute
July 2011
Pending
Customer Dispute
April 2011
Pending
Customer Dispute
April 2011
Settled
Customer Dispute
January 2011
Pending
Customer Dispute
February 2010
Pending
Customer Dispute
February 2010
Settled
Customer Dispute
November 2009
Pending
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Hartline Investment Corporation
March 2026 - Present · 7 mos
Previous Registrations
Hartline Investment Corporation
April 2010 - December 2025 · 15 yrs 8 mos
Hartline Investment Corporation
April 2010 - December 2010 · 8 mos
State Registrations10 states
CACOFLILMINCPATXWAWV
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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