JT
JT

John Charteris Thompson

35 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningInvestment Management
Compensation
Commission-BasedFixed/Hourly
Firm Size
142 advisors
Number of Clients
8,394 clients
Average Client Portfolio
Not specified

Fee Structure

Financial Planning:Investment management only
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Location

1166 Avenue of the Americas, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John is an investment advisor representative since 2003, dedicating about a quarter of his time to this role. He is also a Senior Vice President at Marsh McLennan Agency, selling employee benefits, life, disability income, and long-term care insurance, which takes up significantly more than full-time hours. Additionally, he serves as a trustee, spending minimal time on this activity.

Employment History
Current Registrations
Mma Securities LLC
July 2022 - Present · 3 yrs 7 mos
Mma Asset Management LLC
July 2022 - Present · 3 yrs 7 mos
Mma Securities LLCBroker
July 2022 - Present · 3 yrs 7 mos
Previous Registrations
Jsl Securities, INC.Broker
September 2012 - January 2022 · 9 yrs 4 mos
Fsc Securities Corporation
August 2007 - July 2022 · 14 yrs 11 mos
Fsc Securities Corporation
January 2003 - December 2005 · 2 yrs 11 mos
Fsc Securities CorporationBroker
February 2001 - July 2022 · 21 yrs 5 mos
AXA Advisors, LLCBroker
July 1990 - March 2001 · 10 yrs 8 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1990 - January 2000 · 9 yrs 6 mos
State Registrations16 states
ALFLGAILKYLAMIMSNCNMNYPARISCTNTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
John Charteris Thompson - Financial Advisor | TrueAdvisor