Sean Farrell is a registered investment advisor at LPL Financial LLC, based in Lowell, MA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
87 Hale Street, Lowell, MA, 01851
Get directionsHistory
Regulatory History (5)
Customer Dispute
November 2007Customer Dispute
September 2005Customer Dispute
September 2003Customer Dispute
June 2003Customer Dispute
August 2002Other Business Activities
Sean works full-time at Align Credit Union since 2006 and is also associated with Align Wealth Management. He is a volunteer firefighter for the Town of Boxford, dedicating about 10-20% of his time, and is associated with Atlantic Financial Services.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.