Sean Farrell is a registered investment advisor at LPL Financial LLC, based in Danvers, MA, with 34 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
110 Newbury St, Danvers, MA, 01923
Get directionsHistory
Regulatory History (5)
Customer Dispute
November 2007Customer Dispute
September 2005Customer Dispute
September 2003Customer Dispute
June 2003Customer Dispute
August 2002Other Business Activities
Sean works full-time at Align Credit Union since 2006 and is also associated with Align Wealth Management. He is a volunteer firefighter for the Town of Boxford, dedicating about 10-20% of his time, and is associated with Atlantic Financial Services.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Henri Rocheleau, ChFCLPL Financial LLC
- David ChwalekLPL Financial LLC
- Timothy MurphyLPL Financial LLC
- Brian Vinagro, CFPLPL Financial LLC
- Michael MurrayLPL Financial LLC
- Cameron Waters, CFPOnedigital