James Whitis is a registered investment advisor, based in North Port, FL, with 35 years of industry experience.
Location
North Port, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James operates under the DBA A-1 Financial and is a partner in JCPJEnterprises, a retail store, dedicating about 10-20% of his time. He also serves as a successor trustee for the James Whitis Family Trust and treasurer for Crossroads Community Church, spending about 10-20% of his time on each.
Employment History
Current Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
First Allied Advisory Services, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.