Julian Ortega is a registered investment advisor, based in San Antonio, TX, with 32 years of industry experience.
Location
San Antonio, TX
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLC
July 2024 - Present · 1 yr 10 mos
Cetera Investment Services LLCBroker
July 2024 - Present · 1 yr 10 mos
Cetera Advisors LLC
May 2024 - Present · 2 yrs
Cetera Advisors LLCBroker
May 2024 - Present · 2 yrs
Cetera Wealth Services, LLCBroker
May 2024 - Present · 2 yrs
Cetera Investment Advisers LLC
May 2024 - Present · 2 yrs
Cetera Wealth Services, LLC
May 2024 - Present · 2 yrs
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
December 2022 - May 2024 · 1 yr 5 mos
Wells Fargo Advisors
December 2022 - May 2024 · 1 yr 5 mos
Frost Investment Services
July 2022 - December 2022 · 5 mos
Frost Brokerage Services, INC.Broker
July 2022 - December 2022 · 5 mos
LPL Financial LLC
September 2020 - July 2022 · 1 yr 10 mos
LPL Financial LLCBroker
September 2020 - July 2022 · 1 yr 10 mos
USAA Investment Services Company
October 2010 - August 2020 · 9 yrs 10 mos
USAA Investment Services CompanyBroker
October 2010 - August 2020 · 9 yrs 10 mos
USAA Financial Advisors, INC.Broker
October 2010 - July 2020 · 9 yrs 9 mos
NFP Securities, INC.
January 2008 - September 2010 · 2 yrs 8 mos
NFP Securities, INC.Broker
January 2003 - September 2010 · 7 yrs 8 mos
VALIC Financial Advisors, INC.Broker
November 2000 - November 2002 · 2 yrs
The Variable Annuity Marketing CompanyBroker
November 2000 - December 2001 · 1 yr 1 mo
Bank United Securities CORP.Broker
September 1997 - October 2000 · 3 yrs 1 mo
Banc One Securities CorporationBroker
November 1996 - September 1997 · 10 mos
Chase Securities of Texas, INC.Broker
June 1996 - November 1996 · 5 mos
First Interstate Investments,inc.Broker
September 1995 - June 1996 · 9 mos
Essex National Securities, INC.Broker
October 1993 - November 1995 · 2 yrs 1 mo
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.