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Georgia Rallis
15 Years of Experience
Tucson, AZ
1 Disclosure
Georgia Rallis is a registered investment advisor at Northrock Investments, PLLC, based in Tucson, AZ, with 15 years of industry experience. Georgia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management. Their firm serves 81 clients with $20M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
81 clients
Average Client Portfolio
$247K average
Assets Under Management
$20.0M
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.80% |
| $1M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Tucson, AZ
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2021Denied
Employment History
Current Registrations
Northrock Investments, PLLC
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
Kestra Advisory Services, LLC
January 2017 - December 2019 · 2 yrs 11 mos
Kestra Investment Services, LLCBroker
January 2017 - December 2019 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2015 - January 2017 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2015 - January 2017 · 1 yr 10 mos
Invest Financial CorporationBroker
September 1995 - September 1996 · 1 yr
Invest Financial CorporationBroker
August 1990 - April 1994 · 3 yrs 8 mos
State Registrations1 state
AZ
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.