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Asher Dov Wolmark

Kingsbury Capital Investment Advisors LLC
34 Years of Experience
8 DisclosuresMay Earn Commission
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningBusiness OwnersHigh Net Worth
Kingsbury Capital Investment Advisors LLC
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
209 clients
Average Client Portfolio
$739K average
Assets Under Management
$154.5M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M2.00%
$1.0M - $5.0M1.50%
$5M+1.25%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

Wilmette, IL

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
October 2018
Financial
July 2017
Final
Judgment / Lien
July 2017
Judgment / Lien
May 2017
Financial
March 2016
Final
Regulatory
February 2013
Final
Judgment / Lien
February 2013
Customer Dispute
November 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Asher is a managing member of DHC 2016 Management LLC since 2016. DHC 2016 LLC will make a private investment in DOSH, LLC.

Employment History
Current Registrations
Kingsbury Capital Investment Advisors LLC
June 2013 - Present · 12 yrs 8 mos
Previous Registrations
Kingsbury Capital, INC.Broker
March 2015 - December 2019 · 4 yrs 9 mos
Freedom Investors CORP.Broker
October 2013 - March 2015 · 1 yr 5 mos
Spencer Trask Ventures, INC.Broker
November 2010 - February 2013 · 2 yrs 3 mos
Kingsbury, LLCBroker
October 2008 - April 2015 · 6 yrs 6 mos
Kingsbury Capital Investment Advisors LLC
April 2008 - April 2013 · 5 yrs
Brewer Financial Services, LLCBroker
June 2007 - November 2010 · 3 yrs 5 mos
Chicago Investment Group, LLCBroker
December 2005 - July 2007 · 1 yr 7 mos
Advanced Equities, INC.Broker
March 2005 - November 2005 · 8 mos
Advanced Equities, INC.
March 2005 - November 2005 · 8 mos
Fahnestock Asset Management
December 2003 - March 2005 · 1 yr 3 mos
Oppenheimer & CO. INC.Broker
December 2003 - March 2005 · 1 yr 3 mos
Mcdonald Investments INC.
June 2002 - January 2004 · 1 yr 7 mos
Mcdonald Investments INC.Broker
May 2000 - January 2004 · 3 yrs 8 mos
First Union Securities, INC.Broker
August 1992 - June 2000 · 7 yrs 10 mos
Painewebber IncorporatedBroker
November 1991 - August 1992 · 9 mos
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.