Monica Littlefield is a registered investment advisor, based in Sulphur Springs, TX, with 32 years of industry experience.
Location
101 Bill Bradford Road, Suite 25, Sulphur Springs, TX, 75482
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Monica is a comptroller for Gillis Holdings, Inc., overseeing financial reports and insurance matters for a country club, and is also involved with a day habitation center and rental real estate. She dedicates full-time hours to providing financial services and minimal time to index annuity and general insurance sales.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.