Kenneth Ferrarini
Kenneth Ferrarini is a registered investment advisor at RBC Capital Markets, LLC, based in Omaha, NE, with 53 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
12910 Pierce St., Suite 300, Omaha, NE, 68144-1106
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2002Customer Dispute
September 2000Other Business Activities
Kenneth serves on the board of directors for Project Harmony, a child advocacy center, since 2017. He dedicates minimal time to fundraising activities for this non-investment related role.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
Chiles, Heider & CO., INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.