Barbara Key is a registered investment advisor, based in Miami, FL, with 16 years of industry experience.
Location
1450 Brickell Avenue, Suite 2610, Miami, FL, 33131
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sanctuary Advisors, LLC
January 2022 - Present · 4 yrs 8 mos
Sanctuary Securities, INC.Broker
January 2022 - Present · 4 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2016 - December 2021 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2015 - December 2021 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1993 - August 1999 · 6 yrs 2 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.