Steven Winter is a registered investment advisor at Morgan Stanley, based in Waukesha, WI, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
20975 Swenson Drive, Suite 300, Waukesha, WI, 53186
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
May 2004 - June 2009 · 5 yrs 1 mo
Citigroup Global Markets INC.Broker
May 2004 - June 2009 · 5 yrs 1 mo
American Express Financial Advisors, INC.
March 1999 - February 2003 · 3 yrs 11 mos
American Express Financial Advisors INC.Broker
August 1991 - February 2003 · 11 yrs 6 mos
Ids Life Insurance CompanyBroker
August 1991 - February 2003 · 11 yrs 6 mos
Harris Investors Direct, INC.Broker
October 1990 - February 1992 · 1 yr 4 mos
State Registrations42 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.