Ferdinand Garcia
Ferdinand Garcia is a registered investment advisor at Osaic Wealth, INC., based in San Leandro, CA, with 35 years of industry experience. Ferdinand operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
San Leandro, CA
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Regulatory History (1)
Customer Dispute
May 2021Other Business ActivitiesSells Insurance
Ferdinand is an insurance agent since 2010, but spends minimal time on this. He also owns Ferd Garcia Management and uses a business account for business purposes, dedicating a few hours per week to securities trading.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.