RH
RH

Robert Hargrove

31 Years of Experience
Greensboro, NC
4 DisclosuresBroker

Robert Hargrove is a registered investment advisor at LPL Financial LLC, based in Greensboro, NC, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

2914 South Elm-Eugene St, Greensboro, NC, 27406

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2014
Denied
Customer Dispute
September 2013
Denied
Customer Dispute
June 2013
Denied
Customer Dispute
May 2010
Denied
Employment History
Current Registrations
LPL Financial LLCBroker
May 2025 - Present · 1 yr 2 mos
LPL Financial LLC
May 2025 - Present · 1 yr 2 mos
Previous Registrations
Cuso Financial Services, L.P.Broker
August 2021 - May 2025 · 3 yrs 9 mos
Cuso Financial Services, L.P.
August 2021 - May 2025 · 3 yrs 9 mos
Prudential Financial Planning Services
October 2017 - August 2021 · 3 yrs 10 mos
Pruco Securities, LLC.Broker
October 2017 - August 2021 · 3 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
July 2013 - October 2017 · 4 yrs 3 mos
Wells Fargo Clearing Services, LLC
July 2013 - October 2017 · 4 yrs 3 mos
Suntrust Investment Services, INC.
February 2008 - July 2013 · 5 yrs 5 mos
Suntrust Investment Services, INC.Broker
February 2008 - July 2013 · 5 yrs 5 mos
Raymond James Financial Services
February 2005 - February 2008 · 3 yrs
Raymond James Financial Services, INC.Broker
January 2005 - February 2008 · 3 yrs 1 mo
Uvest Financial Services And/or Compass Capital
February 2003 - February 2005 · 2 yrs
Uvest Financial Services Group, INC.Broker
July 2000 - February 2005 · 4 yrs 7 mos
First Union Brokerage Services, INC.Broker
November 1997 - August 2000 · 2 yrs 9 mos
American Express Service CorporationBroker
March 1996 - October 1997 · 1 yr 7 mos
American Express Financial Advisors INC.Broker
April 1995 - October 1997 · 2 yrs 6 mos
Ids Life Insurance CompanyBroker
April 1995 - October 1997 · 2 yrs 6 mos
Equico Securities, INC.Broker
June 1990 - November 1990 · 5 mos
The Equitable Life Assurance Society of the United StatesBroker
June 1990 - November 1990 · 5 mos
State Registrations4 states
NCSCVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.