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Ruben Fernandez

Meridian Wealth Management, LLC
55 Years of Experience
Tucson, AZ
6 Disclosures
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Ruben Fernandez is a registered investment advisor at Meridian Wealth Management, LLC, based in Tucson, AZ, with 55 years of industry experience. Ruben operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 3,961 clients with $3.9B in assets under management.

Meridian Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
58 advisors
Number of Clients
3,961 clients
Average Client Portfolio
$981K average
Assets Under Management
$3.9B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)

Meridian Wealth Management charges an annual fee based on a percentage of the value of your investments. The fee ranges from 0.0% to 2.0%. The exact fee is negotiable and depends on the complexity of the account, the level of service, and other factors. Fees are calculated and billed either monthly or quarterly, either in advance or in arrears. Meridian may waive or offset fees related to cash balance accounts.

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Location

5210 East Williams Circle, Suite 820, Tucson, AZ, 85711

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2007
Final
Customer Dispute
July 2006
Settled
Employment Separation After Allegations
May 2006
Customer Dispute
December 2003
Settled
Customer Dispute
November 2003
Settled
Customer Dispute
November 1992
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ruben is a managing member of Meridian Wealth Management West, LLC, dedicating minimal time. He is also a managing member of NFR Holdings, LLC, a holding company and part owner of Meridian Wealth Management West, LLC, spending minimal time on this activity.

Employment History
Current Registrations
Meridian Wealth Management, LLC
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
Greenberg Financial GroupBroker
June 2006 - March 2020 · 13 yrs 9 mos
RBC Dain Rauscher INC.
January 2006 - June 2006 · 5 mos
RBC Dain Rauscher INC.
August 1998 - February 2005 · 6 yrs 6 mos
RBC Dain Rauscher INC.Broker
March 1998 - June 2006 · 8 yrs 3 mos
Dain Rauscher IncorporatedBroker
January 1998 - March 1998 · 2 mos
Rauscher Pierce Refsnes, INC.Broker
May 1991 - January 1998 · 6 yrs 8 mos
Sutro & CO. IncorporatedBroker
April 1988 - June 1991 · 3 yrs 2 mos
Tucker, Anthony & R. L. Day, INC.Broker
October 1984 - March 1988 · 3 yrs 5 mos
Dean Witter Reynolds INC.Broker
February 1978 - October 1984 · 6 yrs 8 mos
Dean Witter & CO. IncorporatedBroker
May 1973 - February 1978 · 4 yrs 9 mos
Dean Witter & CO. IncorporatedBroker
April 1970 - May 1973 · 3 yrs 1 mo
State Registrations1 state
AZ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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