Andrew Swallender is a registered investment advisor at Morgan Stanley, based in Cincinnati, OH, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
7755 Montgomery Road, 2nd Floor, Cincinnati, OH, 45236
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
July 2003 - February 2006 · 2 yrs 7 mos
Legg Mason Wood Walker, IncorporatedBroker
July 2003 - February 2006 · 2 yrs 7 mos
Wachovia Securities, LLC
July 2003 - July 2003 · 0 mos
Wachovia Securities, LLCBroker
July 2003 - July 2003 · 0 mos
Prudential Securities Incorporated
September 1999 - July 2003 · 3 yrs 10 mos
Prudential Securities IncorporatedBroker
March 1998 - July 2003 · 5 yrs 4 mos
H.J. Meyers & CO., INC.Broker
August 1994 - April 1998 · 3 yrs 8 mos
Westfield Financial CorporationBroker
August 1994 - August 1994 · 0 mos
Hibbard Brown & CO., INC.Broker
August 1993 - September 1994 · 1 yr 1 mo
State Registrations24 states
AZCACOCTDEFLGAILINKYLAMAMIMNNCNHNYOHPATNTXUTVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.