DW
DW

Dianne Williams Wildt

29 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
415 clients
Average Client Portfolio
$190K average
Assets Under Management
$78.7M

Fee Structure

Minimum Investment:$10K
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Location

4222 Grantline Road, New Albany, IN, 47150

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Dianne works full-time providing financial and insurance services through Retirement Pathways and as an Investment Advisor Representative at American Capital Management. She also volunteers as a board member for Eagle Creek and as treasurer for Louisville First SDA Church, dedicating a few hours per week to each.

Employment History
Current Registrations
Regulus Financial Group, LLC
September 2023 - Present · 2 yrs 5 mos
Regulus Financial Group, LLCBroker
September 2023 - Present · 2 yrs 5 mos
American Capital Management, INC.
November 2013 - Present · 12 yrs 3 mos
Previous Registrations
American Equity Investment CorporationBroker
November 2013 - September 2023 · 9 yrs 10 mos
American Portfolios Advisors, INC
June 2010 - November 2013 · 3 yrs 5 mos
American Portfolios Financial Services, INC.Broker
May 2010 - November 2013 · 3 yrs 6 mos
Money Concepts Capital CORP
July 2004 - May 2010 · 5 yrs 10 mos
Money Concepts Capital CORPBroker
July 2004 - May 2010 · 5 yrs 10 mos
New Covenant Funds Distributor, INC.Broker
January 2004 - April 2004 · 3 mos
Ncf Investment Department of New Covenant Trust Company, N.A.
August 2003 - July 2004 · 11 mos
Pfpc Distributors, INC.Broker
July 2002 - December 2003 · 1 yr 5 mos
Providian Securities CorporationBroker
July 1990 - July 1996 · 6 yrs
State Registrations2 states
INKY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.