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George Folias

The Pinnacle Financial Group
34 Years of Experience
Rockville Centre, NY
1 DisclosureBroker
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George Folias is a registered investment advisor at The Pinnacle Financial Group, based in Rockville Centre, NY, with 34 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,540 clients with $1.2B in assets under management.

The Pinnacle Financial Group
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
38 advisors
Number of Clients
5,540 clients
Average Client Portfolio
$214K average
Assets Under Management
$1.2B

Fee Structure

Investment management only (planning not offered)

TPFG offers investment management services where fees range from 0.0% to 2.50% of the value of your portfolio annually. The specific fee depends on the nature of your account, the amount you invest, and other considerations. If you are on the LPL SWM platform, you will pay separate transaction fees. Fees are negotiable.

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Location

9 South Long Beach Road, Rockville Centre, NY, 11570

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2003
Settled
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Other Business Activities

George is doing business as The Pinnacle Financial Group in Rockville Centre, NY since 2014. He is also a registered investment advisor with The Pinnacle Financial Group in the same location.

Employment History
Current Registrations
The Pinnacle Financial Group
September 2021 - Present · 4 yrs 7 mos
LPL Financial LLCBroker
April 2014 - Present · 12 yrs
Previous Registrations
Edward Jones
November 2010 - April 2014 · 3 yrs 5 mos
Edward JonesBroker
November 2010 - April 2014 · 3 yrs 5 mos
Chase Investment Services CORP.
August 2006 - November 2010 · 4 yrs 3 mos
Chase Investment Services CORP.Broker
August 2006 - November 2010 · 4 yrs 3 mos
Hsbc Securities (USA) INC.
July 2006 - August 2006 · 1 mo
Hsbc Securities (USA) INC.Broker
January 2005 - August 2006 · 1 yr 7 mos
Hsbc Brokerage (USA) INC.Broker
December 2004 - January 2005 · 1 mo
Banc of America Investment Services, INC.
October 2004 - December 2004 · 2 mos
Banc of America Investment Services, INC.Broker
October 2004 - December 2004 · 2 mos
Quick & Reilly, INC.
July 2004 - October 2004 · 3 mos
Quick & Reilly, INC.Broker
July 2004 - October 2004 · 3 mos
Ifmg Securities, INC.
July 2002 - April 2004 · 1 yr 9 mos
Ifmg Securities, INC.Broker
June 2002 - April 2004 · 1 yr 10 mos
Chase Investment Services CORP.Broker
January 2002 - May 2002 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2000 - October 2001 · 11 mos
Nylife Securities INC.Broker
March 2000 - August 2000 · 5 mos
Pruco Securities CorporationBroker
July 1990 - December 1999 · 9 yrs 5 mos
The Prudential Insurance Company of AmericaBroker
July 1990 - December 1993 · 3 yrs 5 mos
State Registrations3 states
FLNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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