Theodore Fiolek
Theodore Fiolek is a registered investment advisor at LPL Financial LLC, based in Edison, NJ, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7 Lincoln Highway-Ste 226, Edison, NJ, 08820
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Theodore is a sole proprietor for Fiolek Tax & Financial, preparing income taxes and working as a salesman, dedicating about 10-20% of his time. He also sells life, health, and fixed annuities as a self-employed individual and is an author and self-publisher, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ic Advisory Services, INC.
The Investment Center, INC.Broker
Securities Service Network, INC.Broker
Royal Alliance Associates, INC.Broker
Allmerica Investments, INC.Broker
Financial Network Investment CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.