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Gregg Stupinski
32 Years of Experience
Jacksonville, FL
3 DisclosuresBroker
Gregg Stupinski is a registered investment advisor at Raymond James & Associates, INC., based in Jacksonville, FL, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
245 Riverside Avenue, Suite 500, Jacksonville, FL, 32202
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2006Settled
Customer Dispute
July 2003Settled
Customer Dispute
January 2003Denied
Other Business Activities
Gregg is a partner in Mill Brook LLC, a rental real estate business, since 2022. He spends a few hours per week on this investment-related activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
March 2019 - Present · 7 yrs 6 mos
Raymond James & Associates, INC.Broker
March 2019 - Present · 7 yrs 6 mos
Raymond James & Associates, INC.
March 2019 - Present · 7 yrs 6 mos
Previous Registrations
Morgan Stanley
June 2009 - March 2019 · 9 yrs 9 mos
Morgan StanleyBroker
June 2009 - March 2019 · 9 yrs 9 mos
Citigroup Global Markets INC.
October 1994 - June 2009 · 14 yrs 8 mos
Citigroup Global Markets INC.Broker
October 1994 - June 2009 · 14 yrs 8 mos
Olde Discount CorporationBroker
October 1993 - November 1994 · 1 yr 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.