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Gregg Stupinski

Raymond James & Associates, INC.
32 Years of Experience
Jacksonville, FL
3 DisclosuresBroker
View SEC Summary
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Gregg Stupinski is a registered investment advisor at Raymond James & Associates, INC., based in Jacksonville, FL, with 32 years of industry experience. Gregg is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

245 Riverside Avenue, Suite 500, Jacksonville, FL, 32202

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2006
Settled
Customer Dispute
July 2003
Settled
Customer Dispute
January 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gregg is a partner in Mill Brook LLC, a rental real estate business, since 2022. He spends a few hours per week on this investment-related activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
March 2019 - Present · 7 yrs 7 mos
Raymond James & Associates, INC.Broker
March 2019 - Present · 7 yrs 7 mos
Raymond James & Associates, INC.
March 2019 - Present · 7 yrs 7 mos
Previous Registrations
Morgan Stanley
June 2009 - March 2019 · 9 yrs 9 mos
Morgan StanleyBroker
June 2009 - March 2019 · 9 yrs 9 mos
Citigroup Global Markets INC.
October 1994 - June 2009 · 14 yrs 8 mos
Citigroup Global Markets INC.Broker
October 1994 - June 2009 · 14 yrs 8 mos
Olde Discount CorporationBroker
October 1993 - November 1994 · 1 yr 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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