Richard Bartholow is a registered investment advisor, based in Bluffton, SC, with 33 years of industry experience.
Location
Bluffton, SC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Richard is involved with Dogleg Right Corp., a golf equipment manufacturer, and serves on a committee for Stony Brook School, reviewing their investment endowment fund. Both activities require minimal time and are uncompensated.
Employment History
Current Registrations
Snowden Capital Advisors LLC
February 2023 - Present · 3 yrs 3 mos
Snowden Account Services LLCBroker
February 2023 - Present · 3 yrs 3 mos
Snowden Account Services LLC
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Morgan StanleyBroker
January 2010 - March 2023 · 13 yrs 2 mos
Morgan Stanley
January 2010 - March 2023 · 13 yrs 2 mos
Carret Asset Management, LLC
June 2004 - January 2010 · 5 yrs 7 mos
Carret and Company, LLC.
May 2002 - June 2004 · 2 yrs 1 mo
Brean Murray, Carret & CO., LLC.Broker
February 2000 - January 2008 · 7 yrs 11 mos
Sg Cowen Securities CorporationBroker
July 1998 - October 1999 · 1 yr 3 mos
Cowen & CO.Broker
April 1994 - July 1998 · 4 yrs 3 mos
Feeley & Willcox Securities CORP.Broker
September 1990 - May 1992 · 1 yr 8 mos
State Registrations20 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.