Kevin Hermening
Kevin Hermening is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Wausau, WI, with 35 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
200 Washington St Ste 280, Wausau, WI, 54403
Get directionsHistory
Regulatory History (6)
Customer Dispute
August 2012Customer Dispute
December 2010Customer Dispute
March 2007Customer Dispute
March 2005Customer Dispute
November 2002Customer Dispute
May 2002Other Business ActivitiesSells Insurance
Kevin is an independent insurance broker and owns Hermening Financial Group LLC. He also serves on multiple boards and is an adjunct professor at the University of Wisconsin - Stevens Point, dedicating a few hours per week to each of these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
First Allied Securities, INC.Broker
First Allied Advisory Services, INC.
Hermening Advisory Services LLC
Ffp Advisory Services INC
Ffp Securities, INC.Broker
Intersecurities, INC.Broker
First American National Securities, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.