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CFP

Joseph Borgese

Cetera Investment Advisers LLC
34 Years of Experience
Gilbertsville, PA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Joseph Borgese is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Gilbertsville, PA, with 34 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

1723 Swamp Pike, Gilbertsville, PA, 19525

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joseph is an owner and investment manager at Contour Wealth Management LLC, where he manages client accounts and provides investment advice, dedicating full-time hours. He also works as an insurance agent selling life, disability, annuities, and long-term care products, spending minimal time on this activity, and owns a tax preparation and filing business, spending minimal time on this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 7 mos
Cetera Advisors LLCBroker
October 2017 - Present · 9 yrs
Previous Registrations
Cetera Advisors LLC
October 2017 - March 2024 · 6 yrs 5 mos
National Planning Corporation ("npc of America" in Fl & Ny)
February 2011 - November 2017 · 6 yrs 9 mos
National Planning CorporationBroker
January 2011 - November 2017 · 6 yrs 10 mos
Allianz Life Financial Services, LLCBroker
April 2001 - January 2011 · 9 yrs 9 mos
Oppenheimerfunds Distributor, INC.Broker
February 1997 - March 2001 · 4 yrs 1 mo
Marine Midland Securities, INC.Broker
March 1996 - January 1997 · 10 mos
Royal Alliance Associates, INC.Broker
October 1995 - November 1995 · 1 mo
Bhcm INC.Broker
February 1995 - September 1995 · 7 mos
Gna Securities, INC.Broker
March 1994 - February 1995 · 11 mos
Essex National Securities, INC.Broker
October 1993 - March 1994 · 5 mos
Independent Financial Securities, INC.Broker
June 1993 - October 1993 · 4 mos
Invest Financial CorporationBroker
July 1992 - February 1993 · 7 mos
Invest Financial CorporationBroker
February 1991 - May 1992 · 1 yr 3 mos
Pruco Securities CorporationBroker
July 1990 - February 1991 · 7 mos
The Prudential Insurance Company of AmericaBroker
July 1990 - February 1991 · 7 mos
State Registrations23 states
ALAZCACODEFLGAIAKYMDMEMNMONCNJNYOHPASCTXVAVTWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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