Richard Williams
Richard Williams is a registered investment advisor at Strategic Financial Partners, LTD, based in Bend, OR, with 35 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 341 clients with $270M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Strategic Financial Partners (SFP) offers wealth management and portfolio management services.
For wealth management, SFP charges up to 2.50% of the value of your portfolio annually, with a $7,500 minimum fee per year.
For portfolio management, SFP charges up to 1.50% of the value of your portfolio annually, with a $1,650 minimum fee per year.
Fees are negotiable and billed quarterly in advance.
Location
Bend, OR
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2010Other Business ActivitiesSells Insurance
Richard is involved in several business activities, including non-variable insurance sales since 2004 and acting as President of The Strategic Alliance, Inc. He also dedicates about 10-20% of his time to Strategic Financial Partners, LTD, a registered investment advisor.
Employment History
Current Registrations
Strategic Financial Partners, LTD
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
Phoenix Equity Planning CorporationBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.