MD
MD

Mark Downey

32 Years of Experience
Rochester, NY
Broker

Mark Downey is a registered investment advisor at Raymond James & Associates, INC., based in Rochester, NY, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

100 Meridian Centre, Suite 315, Rochester, NY, 14618

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark serves as the successor trustee for his father's 401k plan. This investment-related activity requires minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.
July 2017 - Present · 8 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2017 - Present · 8 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2004 - July 2017 · 12 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - July 2017 · 14 yrs
Prudential Securities IncorporatedBroker
December 1993 - July 2003 · 9 yrs 7 mos
State Registrations33 states
AKAZCACOCTDEFLGAIDILINKSKYMAMDMEMIMNMONCNJNYOHORPAPRSCTNTXVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Downey - Financial Advisor | TrueAdvisor