Christopher D Fay

Integrity Alliance, LLC

33 Years of Experience

3 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Integrity Alliance, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

425 advisors

Number of Clients

14,148 clients

Average Client Portfolio

$170K average

Assets Under Management

$2.4B

Fee Structure

Minimum Investment:None

Location

219 Draperton Drive, Suite A, Ridgeland, MS, 39157

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2005

Settled

Customer Dispute

August 2005

Settled

Customer Dispute

August 2004

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Christopher refers prospects/customers through CIC Services, LLC, dedicating minimal time. He also owns Fay Family LP (pass-through for renewal income) and Fay Family Wealth Counseling Concepts, Inc (pass-through for insurance and fee commissions, about 10-20% of his time), and is an owner of Lion Street and AEG, both life insurance-related BGAs.