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David Martin

American Independent Securities Group, LLC
35 Years of Experience
Solana Beach, CA
1 DisclosureBroker
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David Martin is a registered investment advisor at American Independent Securities Group, LLC, based in Solana Beach, CA, with 35 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 4,385 clients with $990M in assets under management.

American Independent Securities Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
47 advisors
Number of Clients
4,385 clients
Average Client Portfolio
$225K average
Assets Under Management
$986.3M

Fee Structure

Minimum Investment:$2.5K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual fees generally range from 0.75% to 2.5% based on total assets, investment style, and program platform. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Solana Beach, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2002
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
American Independent Securities Group, LLCBroker
May 2010 - Present · 16 yrs 5 mos
American Independent Securities Group, LLC
May 2010 - Present · 16 yrs 5 mos
Previous Registrations
Afa Advisor Services LLC
February 2008 - April 2010 · 2 yrs 2 mos
Afa Financial Group, LLCBroker
February 2005 - April 2010 · 5 yrs 2 mos
Linsco/private Ledger CORP.
December 1997 - February 2005 · 7 yrs 2 mos
Linsco/private Ledger CORP.Broker
April 1995 - February 2005 · 9 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1991 - April 1995 · 3 yrs 4 mos
Chatfield Dean & CO., INC.Broker
July 1991 - July 1991 · 0 mos
Walnut Street Securities, INC.Broker
March 1991 - July 1991 · 4 mos
The Lincoln National Life Insurance CompanyBroker
July 1990 - March 1991 · 8 mos
Lincoln Financial Advisors CorporationBroker
July 1990 - March 1991 · 8 mos
State Registrations7 states
AZCAIDILNVSCUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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