James Harkins
James Harkins is a registered investment advisor at Raymond James & Associates, INC., based in Las Vegas, NV, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
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Location
10801 W. Charleston Blvd, Suite 120, Las Vegas, NV, 89135
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Scottrade Investment Management
Scottrade, INC.Broker
TD Ameritrade, INC.
Amerivest Investment Management, LLC
TD Ameritrade, INC.Broker
Fidelity Brokerage Services LLCBroker
TD Ameritrade, INC.
Amerivest Investment Management, LLC
TD Ameritrade, INC.Broker
Metlife Securities INC.Broker
Charles Schwab & CO., INC.Broker
The Principal/eppler, Guerin & Turner, INC.Broker
State Registrations33 states
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