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Richard Enna

Eagle Strategies LLC
35 Years of Experience
Overland Park, KS
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Richard Enna is a registered investment advisor at Eagle Strategies LLC, based in Overland Park, KS, with 35 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 133,900 clients with $32B in assets under management.

Eagle Strategies LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2490 advisors
Number of Clients
133,900 clients
Average Client Portfolio
$239K average
Assets Under Management
$32.0B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)

Eagle Strategies offers investment management through several programs where fees vary depending on the specific platform and services selected:

  • Retirement Plan Consulting Program — annual fees generally range up to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • ERISA Investment Manager Program — annual fees generally range from 0.05% to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • Co-Advisory Program — Eagle Strategies charges fees ranging from 0% to 1.25% of assets under management, which are paid in addition to the co-adviser's fees.
  • New York Life Premier Advisory Variable Annuity — advisory fees range from 0% to 1% of the policy's accumulation value per year.
View Full SEC Brochure

Location

7101 College Blvd, Ste 1400, Overland Park, KS, 66210-2082

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2006
Denied
Customer Dispute
November 2004
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Richard coaches varsity boys soccer, operates under the DBA name of Enna & Associates to sell New York Life products and broker non-registered insurance products, and is a shareholder in NYLARC Holding Company, Inc. He also serves on the Finance Council and Investment Committee for the Archdiocese of Kansas City in Kansas and owns a rental property in Colorado.

Employment History
Current Registrations
Eagle Strategies LLC
August 1998 - Present · 28 yrs 2 mos
Nylife Securities LLCBroker
March 1995 - Present · 31 yrs 7 mos
Previous Registrations
Walnut Street Securities, INC.Broker
January 1995 - March 1995 · 2 mos
Guardian Investor Services CorporationBroker
May 1993 - January 1995 · 1 yr 8 mos
H.D. Vest Investment Securities, INC.Broker
July 1991 - May 1993 · 1 yr 10 mos
State Registrations16 states
AZCACOFLIAILKSMIMNMONCNEOKTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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