Thomas Wong is a registered investment advisor at Broadcore Investments LP, based in Roslyn Heights, NY, with 1 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 5 clients with $13M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$13.0M
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Location
Roslyn Heights, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Broadcore Investments LP
October 2024 - Present · 1 yr 7 mos
State Registrations1 state
NY
Advisor
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Exams
No exam information available for this advisor.