DK
DK

Dennis Kiley

30 Years of Experience
Chicago, IL
Broker

Dennis Kiley is a registered investment advisor, based in Chicago, IL, with 30 years of industry experience.

Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dennis is a member of the board of directors for Community Support Services (CSS), a non-profit organization providing community services for people with intellectual/developmental disabilities. He dedicates minimal time to this role.

Employment History
Current Registrations
Nuveen Securities, LLCBroker
September 2020 - Present · 5 yrs 10 mos
Nuveen Asset Management, LLC
September 2020 - Present · 5 yrs 10 mos
Previous Registrations
LPL Financial LLCBroker
November 2019 - October 2020 · 11 mos
LPL Financial LLC
November 2019 - October 2020 · 11 mos
Nuveen Asset Management, LLC
September 2011 - April 2019 · 7 yrs 7 mos
Nuveen Securities, LLCBroker
January 2008 - April 2019 · 11 yrs 3 mos
Nuveen Fund Advisors, INC.
January 2008 - September 2011 · 3 yrs 8 mos
Nuveen Asset Management
May 2006 - October 2007 · 1 yr 5 mos
Nuveen Investments, LLCBroker
May 2006 - October 2007 · 1 yr 5 mos
Fifth Third Securities, INC.
August 2005 - September 2005 · 1 mo
Fifth Third Securities, INC.Broker
August 2005 - September 2005 · 1 mo
Lasalle St Securities, L.L.C.Broker
November 2004 - August 2005 · 9 mos
Harrisdirect LLC
July 2004 - November 2004 · 4 mos
Harrisdirect LLCBroker
July 2004 - November 2004 · 4 mos
Lasalle St. Investment Advisors, L.L.C.
July 2004 - July 2004 · 0 mos
Lasalle St Securities, L.L.C.Broker
December 2003 - July 2004 · 7 mos
Invest Financial Corporation
August 2002 - December 2003 · 1 yr 4 mos
Invest Financial CorporationBroker
July 2002 - December 2003 · 1 yr 5 mos
Lasalle St Securities, L.L.C.Broker
September 1999 - July 2002 · 2 yrs 10 mos
Primevest Financial Services, INC.Broker
July 1998 - October 1999 · 1 yr 3 mos
Liberty Funds Distributor, INC.Broker
January 1998 - July 1998 · 6 mos
Liberty Securities CorporationBroker
October 1993 - January 1998 · 4 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dennis Kiley - Financial Advisor | TrueAdvisor