RV
RV
Raymond Vega is a registered investment advisor at Wells Fargo Advisors, based in Iselin, NJ, with 35 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
33 Wood Avenue South 7th Fl 730, [Satellite], Iselin, NJ, 08830
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009Denied
Other Business Activities
Raymond owns Raymond Vega Wealth Management, LLC, and spends about a quarter of his time on it. He is transitioning to FINET.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
March 2025 - Present · 1 yr 4 mos
Wells Fargo Advisors
March 2025 - Present · 1 yr 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
May 2006 - March 2025 · 18 yrs 10 mos
Wells Fargo Advisors
May 2006 - March 2025 · 18 yrs 10 mos
Banc of America Investment Services, INC.
October 2004 - April 2006 · 1 yr 6 mos
Banc of America Investment Services, INC.Broker
October 2004 - April 2006 · 1 yr 6 mos
Quick & Reilly, INC.
September 2002 - October 2004 · 2 yrs 1 mo
Quick & Reilly, INC.Broker
April 2001 - October 2004 · 3 yrs 6 mos
Summit Financial Services Group, INC.Broker
October 1998 - April 2001 · 2 yrs 6 mos
Fiserv Investor Services, INC.Broker
August 1998 - October 1998 · 2 mos
PNC Brokerage CORPBroker
January 1998 - August 1998 · 7 mos
Fleet Enterprises, INC.Broker
August 1992 - January 1998 · 5 yrs 5 mos
Uslife Equity Sales CORP.Broker
January 1992 - July 1992 · 6 mos
Cadaret, Grant & CO., INC.Broker
July 1990 - December 1991 · 1 yr 5 mos
State Registrations16 states
CAFLMAMDMONCNJNYOHPAPRSCTXVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.