Bertram Riley
Bertram Riley is a registered investment advisor at LPL Financial LLC, based in Little Silver, NJ, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
44 Church Street, Little Silver, NJ, 07739
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Regulatory History (1)
Customer Dispute
October 2009Other Business Activities
Bertram volunteers for a Catholic Church and is the CEO of Petersen Advisors LLC, dedicating about half his time to the latter. He also owns Riley and Shapiro, spending nearly full-time hours on it, and is a board member of Tabor House Inc., a charity, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Petersen Investments, INC.
Petersen Investments, INC.Broker
Gruntal & CO., L.L.C.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.