Karen Simpson is a registered investment advisor at Morgan Stanley, based in Toledo, OH, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
7311 Crossleigh Court, Toledo, OH, 43617
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
April 2020 - Present · 6 yrs 3 mos
Morgan StanleyBroker
April 2020 - Present · 6 yrs 3 mos
Previous Registrations
Ameritas Investment Company, LLCBroker
January 2014 - March 2020 · 6 yrs 2 mos
Ameritas Advisory Services
December 2013 - March 2020 · 6 yrs 3 mos
Cambridge Investment Research, INC.Broker
February 2011 - December 2011 · 10 mos
Cambridge Investment Research Advisors, INC.
February 2011 - December 2011 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2005 - April 2009 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1999 - April 2009 · 9 yrs 6 mos
Sky Investments, INC.Broker
October 1995 - September 1999 · 3 yrs 11 mos
Mfi Investments CORP.Broker
September 1995 - October 1995 · 1 mo
Royal Alliance Associates, INC.Broker
February 1995 - October 1995 · 8 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.