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Scott Clark

33 Years of Experience
Sayre, PA
BrokerSells Insurance

Scott Clark is a registered investment advisor at LPL Financial LLC, based in Sayre, PA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1827 Elmira Street, Sayre, PA, 18840

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Scott operates under C&N Investment Services as a DBA for his LPL business and is a Vice President & Trust Officer at C&N Bank, dedicating about half of his time to the latter. He also sells non-variable insurance through MassMutual, spending minimal time on it, and is a business owner/member of Coppersmith Valley, LLC.

Employment History
Current Registrations
LPL Financial LLC
March 2023 - Present · 3 yrs 2 mos
LPL Financial LLCBroker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
Cetera Investment Advisers LLC
August 2020 - March 2023 · 2 yrs 7 mos
Cetera Investment Services LLCBroker
August 2020 - March 2023 · 2 yrs 7 mos
M&t Securities, INC.
December 2016 - October 2018 · 1 yr 10 mos
M&t Securities, INC.Broker
October 2000 - October 2018 · 18 yrs
Keystone Brokerage, LLCBroker
December 1996 - October 2000 · 3 yrs 10 mos
Keystone Brokerage, INC.Broker
November 1996 - December 1996 · 1 mo
Laughlin Group Advisors, INC.Broker
April 1994 - November 1996 · 2 yrs 7 mos
MML Investors Services, INC.Broker
January 1994 - April 1994 · 3 mos
Locust Street Securities, INC.Broker
June 1993 - January 1994 · 7 mos
Pruco Securities CorporationBroker
July 1990 - April 1993 · 2 yrs 9 mos
The Prudential Insurance Company of AmericaBroker
July 1990 - April 1993 · 2 yrs 9 mos
State Registrations15 states
AZCOFLGAMAMEMIMONCNHNYOHPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Clark - Financial Advisor | TrueAdvisor