Mark Banta is a registered investment advisor at Banta Asset Management LP, based in Newport Beach, CA, with 27 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 117 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Banta Asset Management charges a percentage of your portfolio annually for investment management. The fees range from 0.25% to 2.00% per year, depending on the scope and complexity of the services. Some accounts may have different fee schedules based on prior agreements. Fees may be negotiable.
Location
517 30th Street, Newport Beach, CA, 92663
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Banta Asset Management LP
Previous Registrations
Wachovia Securities Financial Network, LLC
Citigroup Global Markets INC.
State Registrations1 state
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