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Jeffrey Lutz

Invest Capital Partners
35 Years of Experience
Springboro, OH
1 DisclosureSells Insurance
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Jeffrey Lutz is a registered investment advisor at Invest Capital Partners, based in Springboro, OH, with 35 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 661 clients with $270M in assets under management.

Invest Capital Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
661 clients
Average Client Portfolio
$411K average
Assets Under Management
$271.9M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.50%
$100K - $250K2.25%
$250K - $1.0M2.00%
$1M+1.75%

Fees are negotiable. Family member accounts may be combined to qualify for lower breakpoints.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

550 S. Main Street, Springboro, OH, 45066

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2018
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffrey is a financial advisor at Midwestern Wealth Management, an investment and advisory support company. He is also an independent insurance agent with Midwestern Insurance Management, LLC, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Invest Capital Partners
June 2018 - Present · 8 yrs 4 mos
Previous Registrations
Morgan Stanley
June 2011 - July 2018 · 7 yrs 1 mo
Morgan StanleyBroker
June 2011 - July 2018 · 7 yrs 1 mo
J.J.B. Hilliard, W.L. Lyons, LLC
June 2005 - June 2011 · 6 yrs
J.J.B Hilliard, W.L. Lyons, LLCBroker
June 2005 - June 2011 · 6 yrs
Legg Mason Wood Walker INC
October 2003 - June 2005 · 1 yr 8 mos
Legg Mason Wood Walker, IncorporatedBroker
August 2003 - June 2005 · 1 yr 10 mos
Wachovia Securities, LLC
February 2000 - September 2003 · 3 yrs 7 mos
Wachovia Securities, LLCBroker
July 1996 - September 2003 · 7 yrs 2 mos
Dean Witter Reynolds INC.Broker
July 1992 - July 1996 · 4 yrs
Fidelity Brokerage Services, INC.Broker
April 1991 - July 1992 · 1 yr 3 mos
First Investors CorporationBroker
July 1990 - August 1990 · 1 mo
State Registrations2 states
OHTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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