Tracy Olive is a registered investment advisor at Capwealth Advisors, LLC, based in Franklin, TN, with 28 years of industry experience. Tracy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 1,198 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.5M | 0.75% |
| $3.5M - $5.0M | 0.60% |
| $5M+ | 0.50% |
Fees listed are for investment advisory accounts. Fixed income accounts have a different fee schedule: Up to $1,000,000: 0.50%, $1,000,001 to $2,000,000: 0.45%, $2,000,001 to $3,500,000: 0.40%, $3,500,001 to $5,000,000: 0.35%, $5,000,000 +: 0.30%. Minimum annual account fee is $5,000. An annual administrative fee of $400 is also charged per account.
Fee Estimator
Location
4031 Aspen Grove Drive, Suite 600, Franklin, TN, 37067
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Tracy dedicates about 10% of their time during trading hours to Capwealth Investment Services, LLC. This is an investment-related business.
Employment History
Current Registrations
Capwealth Advisors, LLC
Previous Registrations
Capwealth Investment Services, LLCBroker
Nbc Securities, INC.Broker
Captrust Financial Advisors, LLCBroker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.