David Ballantyne
David Ballantyne is a registered investment advisor at LPL Financial LLC, based in Lansing, MI, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4316 S. Pennsylvania Ave., Lansing, MI, 48910
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2013Customer Dispute
March 2010Customer Dispute
July 2002Other Business ActivitiesSells Insurance
David operates Ballantyne Insurance Group, selling non-variable insurance and running an insurance agency, dedicating about a quarter of his time to these activities. He also works as a notary for the State of MI, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Key Investment Services LLC
Key Investment Services LLCBroker
The Huntington Investment Company
The Huntington Investment CompanyBroker
Natcity Investments, INC.Broker
Natcity Insurance Services, INC.Broker
Comerica SecuritiesBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.