HM
HM

Hong Mcgill

35 Years of Experience
Corolla, NC
5 DisclosuresBroker

Hong Mcgill is a registered investment advisor at LPL Financial LLC, based in Corolla, NC, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Corolla, NC

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2023
Denied
Employment Separation After Allegations
March 2023
Customer Dispute
March 2022
Settled
Customer Dispute
January 2020
Denied
Customer Dispute
July 2000
Settled
Other Business Activities

Hong and his wife own a beach vacation house that they rent out during the summer via VRBO. This activity is not investment-related.

Employment History
Current Registrations
LPL Financial LLC
September 2025 - Present · 8 mos
LPL Financial LLC
September 2025 - Present · 8 mos
LPL Financial LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Oppenheimer & CO. INC.Broker
May 2023 - September 2025 · 2 yrs 4 mos
Oppenheimer & CO. INC.
May 2023 - September 2025 · 2 yrs 4 mos
Suntrust Investment Services, INC.
November 2016 - December 2016 · 1 mo
Truist Investment Services, INC.Broker
October 2016 - March 2023 · 6 yrs 5 mos
Truist Advisory Services, INC.
October 2016 - March 2023 · 6 yrs 5 mos
Securities America, INC.Broker
December 2009 - November 2010 · 11 mos
Ameriprise Financial Services, INC.Broker
September 2009 - October 2016 · 7 yrs 1 mo
Ameriprise Financial Services, INC.
September 2009 - October 2016 · 7 yrs 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - September 2009 · 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2009 · 3 mos
Citigroup Global Markets INC.
August 2004 - June 2009 · 4 yrs 10 mos
Citigroup Global Markets INC.Broker
August 2004 - June 2009 · 4 yrs 10 mos
Legg Mason Wood Walker INC
July 2001 - September 2004 · 3 yrs 2 mos
Legg Mason Wood Walker, IncorporatedBroker
June 1999 - September 2004 · 5 yrs 3 mos
Olde Discount CorporationBroker
May 1992 - June 1999 · 7 yrs 1 mo
J. W. Gant & Associates, INC.Broker
May 1991 - May 1992 · 1 yr
Vanderbilt Securities, INC.Broker
July 1990 - November 1993 · 3 yrs 4 mos
State Registrations8 states
ALCTFLMDNCPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.