Matt Ward
Matt Ward is a registered investment advisor at A.G.P / Alliance Global Partners, based in Santa Monica, CA, with 35 years of industry experience. Matt operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.
Location
1334 Third Street, Promenade 301, Santa Monica, CA, 90401
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Regulatory History (2)
Regulatory
February 2024Customer Dispute
June 2016Employment History
Current Registrations
A.G.P / Alliance Global Partners
A.G.P. / Alliance Global PartnersBroker
Previous Registrations
National Securities CorporationBroker
Maxwell Capital, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Sutro & CO. IncorporatedBroker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
State Registrations49 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.