Thomas Platt
Thomas Platt is a registered investment advisor at Connors Investor Services INC, based in Marietta, GA, with 31 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 626 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Connors Investor Services charges a percentage of the value of your portfolio for investment management. The annual fee ranges from 0.25% to 1.25%, depending on factors like the amount you invest and the complexity of your situation. Connors generally requires a $500,000 minimum asset level for investment management services, but this may be waived.
Location
Marietta, GA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas will sell fixed annuities. This activity is insurance-related.
Employment History
Current Registrations
Connors Investor Services INC
Previous Registrations
Variable Investment Advisors, INC.Broker
Variable Investment Advisors, INC.Broker
Blackrock Fund Distribution CompanyBroker
Blackrock Fund Advisors
Barclays Global Investors ServicesBroker
Putnam Investment Management, LLC
Putnam Retail Management Limited PartnershipBroker
Funds Distributor, INC.Broker
Lpm Investment Services, INCBroker
Pilot Funds Distributors, INC.Broker
Bisys Fund Services Limited PartnershipBroker
One Group Services Company (the)Broker
Great Western Financial Securities CorporationBroker
Gna Securities, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.