Stacey Heaton
Stacey Heaton is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Golden, CO, with 19 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
350 Indiana Street, Suite 730, Golden, CO, 80401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stacey is the owner of Heaton Principal Services LLC since 2015, spending nearly full-time on trading. She is also an advisory representative of CIRA since 2020, dedicating about half her time to trading, and an agent for Preferred Partners since 2024, spending about a quarter of her time on trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Cambridge Investment Research, INC.Broker
Financial Network Investment CorporationBroker
Dean Witter Reynolds INC.Broker
State Registrations2 states
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