Kathleen Fereday
Kathleen Fereday is a registered investment advisor at Prosperity Wealth Management, INC., based in San Ramon, CA, with 27 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 1,619 clients with $440M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.35% |
| $1M+ | 1.20% |
Fees are negotiable.
Fee Estimator
Location
2333 San Ramon Valley Blvd., Suite 200, San Ramon, CA, 94583
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kathleen acts as a landlord for a rental property since 2000, spending minimal time collecting rent. She also provides independent recruiting services to financial advisors under the name Advisor Consulting Services since 2017.
Employment History
Current Registrations
Prosperity Wealth Management, INC.
Fortune Financial Services, INC.Broker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
Invest Financial CorporationBroker
Investment Centers of America, INC.Broker
Sii Investments, INC.Broker
National Planning CorporationBroker
Summit Brokerage Services, INC.Broker
Royal Alliance Associates, INC.Broker
First Allied Securities, INC.Broker
National Planning CorporationBroker
The Advisors Group, INC.Broker
H. Beck, INC.Broker
Related Equities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.